Rhonda I. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhonda Ingrid Butler, who also goes by Rhonda Ingrid Stewart, Rhonda Ingrid Taylor, was a registered financial professional .
Rhonda is a previously registered financial professional and started their career in finance in 1988. Rhonda had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2014 - December 31, 2014
FARMERS FINANCIAL SOLUTIONS, LLC
April 24, 2013 - August 1, 2014
AVANTAX INVESTMENT SERVICES, INC.
January 6, 2012 - July 24, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 27, 2010 - January 6, 2012
WORLD GROUP SECURITIES, INC.
July 5, 2007 - December 16, 2008
WEXTRUST SECURITIES LLC
July 6, 2005 - January 18, 2006
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - January 18, 2006
CHASE INVESTMENT SERVICES CORP.
May 3, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
May 3, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
October 29, 2003 - February 17, 2005
FORESTERS EQUITY SERVICES, INC.
May 10, 2002 - October 30, 2003
WADDELL & REED
May 9, 2002 - October 30, 2003
WADDELL & REED
August 24, 2000 - April 9, 2002
EQUITABLE ADVISORS, LLC
July 21, 1999 - August 10, 2000
AMERICAN GENERAL EQUITY SERVICES CORPORATION
February 25, 1998 - December 31, 1998
AVANTAX INVESTMENT SERVICES, INC.
January 22, 1992 - December 31, 1997
AVANTAX INVESTMENT SERVICES, INC.
June 15, 1989 - December 31, 1991
DREHER & ASSOCIATES, INC.
September 20, 1988 - February 11, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
