WM
Wade A. Mcfee
MCFEE FINANCIAL GROUP
Minneapolis, MN 55443
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CRD#: 1822059
WM
Professional summary
Wade Alan Mcfee, ChFC®, CLU® is a registered financial advisor currently at MCFEE FINANCIAL GROUP, INC. located in Minneapolis, Minnesota and CETERA INVESTMENT ADVISERS LLC located in Minneapolis, Minnesota.
Wade is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Wade has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 62, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY: McFee Holdings, LLC.; No; 4640 OAK GROVE PARKWAY; MINNEAPOLIS; MN; 55443; real estate holding company; owner; 3/10/2006; 0; 0; real estate holding company for commercial rental property and office space leasing; 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 4640 OAK GROVE PARKWAY; MINNEAPOLIS; MN; 55443; fixed insurance sales; independent insurance agent; 7/20/1988; 160; 160; sales and service of fixed insurance products; 3. NAME OF OTHER BUSINESS: MCFEE FINANCIAL GROUP - CRD# 116432; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 2/2023; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING;
CRS (Client Relationship Summary) - RIA
Click below to view Wade Alan Mcfee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 27, 2014 - Present
MCFEE FINANCIAL GROUP, INC.
Office #1: 4640 Oak Grove Parkway, Minneapolis, MN 55443RIA
CRD#: 116432
Minneapolis, MN
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 901 Marquette Ave Suite 2800, Minneapolis, MN 55402RIA
CRD#: 105644
MINNEAPOLIS, MN
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4640 Oak Grove Pkwy North, Minneapolis, MN 55443BD
CRD#: 13572
Minneapolis, MN
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 27, 2014 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
MINNEAPOLIS, MN
Past
January 1, 2004 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
MINNEAPOLIS, MN
Past
July 18, 1988 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/18/2025)
RR
Arizona(6/9/2021)
RR
Arkansas(7/5/2023)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Florida(6/10/2021)
RR
Georgia(5/6/2022)
RR
Illinois(6/9/2021)
RR
Indiana(7/20/2023)
RR
Iowa(6/9/2021)
RR
Kentucky(6/9/2021)
RR
Massachusetts(6/9/2021)
RR
Michigan(6/9/2021)
IAR
Minnesota(1/27/2014)
RR
Minnesota(6/9/2021)
RR
Missouri(8/13/2025)
RR
Montana(9/15/2021)
RR
New Hampshire(6/9/2021)
RR
New Jersey(6/9/2021)
RR
New Mexico(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
Ohio(6/9/2021)
RR
Oklahoma(6/9/2021)
RR
Oregon(1/5/2022)
RR
Pennsylvania(6/9/2021)
RR
South Carolina(1/3/2023)
RR
Tennessee(10/6/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Vermont(6/9/2021)
RR
Washington(6/9/2021)
RR
Wisconsin(6/9/2021)
RR
Wyoming(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 4/19/2000
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Minneapolis, MN 55443TRUST BUT VERIFY
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