Lee W. Gladden
Professional summary
Lee William Gladden, who also goes by Lee W Gladden, is a registered financial professional currently at BRADLEY WOODS & CO. LTD. located in New York, New York.
Lee is registered as a RR (Registered Representative) and started their career in finance in 1988. Lee has worked at 9 firms and has passed the Series 63, Series 22TO, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lee William Gladden's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2023 - Present
BRADLEY WOODS & CO. LTD.
Office #1: 845 Third Ave, Suite 1703, New York, NY 10022August 10, 2022 - June 13, 2023
CAPITAL GROWTH ADVISORS LLC
April 20, 2009 - May 20, 2019
STOCK SECURITIES LLC
April 10, 2006 - February 9, 2009
PALI CAPITAL, INC.
December 20, 2002 - June 1, 2006
CLIFDEN EQUITIES, LLC
May 15, 2001 - December 6, 2002
BROOKE SECURITIES, INC.
May 14, 1996 - November 4, 1999
BROOKE SECURITIES, INC.
March 8, 1994 - December 2, 1994
ENERECAP PARTNERS, LLC
September 1, 1992 - March 6, 1993
PALMER SQUARE SECURITIES INCORPORATED
July 5, 1988 - December 31, 1990
LASALLE ST SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationFINRA
Current Firm
BRADLEY WOODS & CO. LTD.
CRD#: 13660 / SEC#: , 8-28862
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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