Hollis A. Copeland
Professional summary
Hollis Alphonso Copeland JR, who also goes by Hollis Alphonso Copeland, Hollis Copeland, is a registered financial professional currently at TIGRESS FINANCIAL PARTNERS, LLC located in New York, New York.
Hollis is registered as a RR (Registered Representative) and started their career in finance in 1988. Hollis has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hollis Alphonso Copeland JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2019 - Present
TIGRESS FINANCIAL PARTNERS, LLC
Office #1: 410 Park Avenue 12th Floor, New York, NY 10022July 21, 2000 - November 1, 2019
THE WILLIAMS CAPITAL GROUP, L.P.
July 30, 1998 - August 3, 2000
BLAYLOCK & COMPANY, INC.
June 12, 1996 - July 21, 1998
MONNESS CRESPI HARDT & CO., INC.
October 13, 1992 - April 2, 1996
JOSEPHTHAL & CO., INC.
June 3, 1991 - September 25, 1992
PRIME CHARTER LTD.
June 21, 1988 - June 6, 1991
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2020)
(9/17/2020)
(9/17/2020)
(9/17/2020)
(12/7/2020)
(12/7/2020)
(9/17/2020)
(9/17/2020)
(12/19/2019)
(1/3/2023)
(12/22/2022)
(12/22/2022)
(9/17/2020)
Exams
FINRA
Current Firm
TIGRESS FINANCIAL PARTNERS, LLC
CRD#: 154717 / SEC#: 801-112815, 8-68671
Contact information
FINRA licenses (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 11,558,041 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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