Linda M. Moreland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Marie Moreland, who also goes by Linda Marie Moreland-hooker, Linda Marie Morelandhooker, Linda Morelandhooker, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 2013. Linda had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2020 - December 31, 2021
PURSHE KAPLAN STERLING INVESTMENTS
July 29, 2020 - January 5, 2022
THRIVENT ADVISOR NETWORK, LLC
November 11, 2013 - July 29, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
October 4, 2013 - July 29, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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