Nitin N. Kumbhani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nitin Natvarlal Kumbhani was a registered financial professional .
Nitin is a previously registered financial professional and started their career in finance in 1988. Nitin had worked at 4 firms and has passed the Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2003 - June 23, 2016
APEX CAPITAL MANAGEMENT,INC.,
January 17, 1990 - October 24, 1990
OSAIC WEALTH, INC.
June 18, 1989 - December 31, 1989
SUNAMERICA SECURITIES, INC.
April 20, 1988 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
APEX CAPITAL MANAGEMENT,INC.,
CRD#: 107075 / SEC#: 801-42460
Contact information
Red Flags
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