Jeffrey J. Morfit

SAN BLAS SECURITIES LLC

New York, NY 10020

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CRD#: 1819249

Professional summary

Jeffrey James Morfit, who also goes by Jeff Morfit, is a registered financial professional currently at SAN BLAS SECURITIES LLC located in New York, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1989. Jeffrey has worked at 17 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeff Morfit

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey James Morfit's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2024 - Present

SAN BLAS SECURITIES LLC

Office #1: 1270 6th Ave 7th Floor, New York, NY 10020

CRD#: 290605

New York, NY

Past

October 2, 2019 - December 31, 2023

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

New York, NY

Past

May 9, 2019 - September 20, 2019

SPARTAN CAPITAL SECURITIES, LLC

CRD#: 146251

NEW YORK, NY

Past

December 20, 2016 - October 8, 2018

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

NEW YORK, NY

Past

June 24, 2016 - November 30, 2016

FUSION ANALYTICS SECURITIES LLC

CRD#: 124245

CORAL SPRINGS, FL

Past

November 2, 2015 - May 11, 2016

ALEXANDER CAPITAL, L.P.

CRD#: 40077

NEW YORK, NY

Past

March 16, 2015 - May 19, 2015

DAKOY CAPITAL MARKETS LLC

CRD#: 169954

HUNTINGTON, NY

Past

August 4, 2011 - October 24, 2014

SETON SECURITIES GROUP, INC.

CRD#: 18044

NEW YORK, NY

Past

February 5, 2001 - August 23, 2010

LIGHTHOUSE FINANCIAL GROUP, LLC

CRD#: 103734

NEW YORK, NY

Past

November 2, 1998 - February 23, 2001

MERIT CAPITAL ASSOCIATES, INC.

CRD#: 30576

WESTPORT, CT

Past

October 1, 1996 - February 25, 1998

LABRANCHE FINANCIAL SERVICES, LLC

CRD#: 7432

NEW YORK, NY

Past

March 8, 1995 - September 18, 1996

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

September 24, 1991 - March 9, 1995

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

April 30, 1991 - October 18, 1991

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

January 29, 1990 - April 9, 1991

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

Past

March 2, 1989 - February 21, 1990

J. T. MORAN & CO., INC.

CRD#: 15655

Past

January 2, 1989 - March 10, 1989

INVESTORS CENTER, INC.

CRD#: 14670

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/4/2024)

Florida
(1/4/2024)

Georgia
(1/9/2024)

New York
(1/4/2024)

Exams

State Security Law Exam

Series 63

Date: 1/10/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/10/2002

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SAN BLAS SECURITIES LLC

IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: , 8-70036

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

233 S Wacker Dr Suite 4400, Chicago, IL 60606

Mailing Address

3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184

Phone number

(773) 661-4448

Established

Delaware since 04/13/2017

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
IFS GROUP, INC	DIRECT OWNER
CARTER, ANA ROUMENOVA	FINOP	4424794
PADILLA, DANIEL JR	CCO	3123672
PADILLA, DANIEL JR	CEO	3123672

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey J. Morfit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey James Morfit's CRS (Customer Relationship Summary).

Certified licenses

Experience

AGES FINANCIAL SERVICES, LTD.

SPARTAN CAPITAL SECURITIES, LLC

PAULSON INVESTMENT COMPANY LLC

FUSION ANALYTICS SECURITIES LLC

ALEXANDER CAPITAL, L.P.

DAKOY CAPITAL MARKETS LLC

SETON SECURITIES GROUP, INC.

LIGHTHOUSE FINANCIAL GROUP, LLC

MERIT CAPITAL ASSOCIATES, INC.

LABRANCHE FINANCIAL SERVICES, LLC

CIBC WORLD MARKETS CORP.

LADENBURG THALMANN & CO. INC.

JOSEPHTHAL & CO., INC.

RODMAN & RENSHAW INC.

J. T. MORAN & CO., INC.

INVESTORS CENTER, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/10/1989

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1988

Series 24

Date: 12/10/2002

FINRA

Nasdaq Stock Market

Current Firm

SAN BLAS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SAN BLAS SECURITIES LLC

TRUST BUT VERIFY

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