Brandt E. Brereton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandt Eugene Brereton was a registered financial professional .
Brandt is a previously registered financial professional and started their career in finance in 1988. Brandt had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2017 - May 1, 2022
BRERETON HANLEY CAPITAL CORPORATION
March 4, 2013 - July 2, 2013
FINANCIAL TELESIS INC
July 6, 2007 - February 28, 2011
BRERETON, HANLEY SECURITIES INC.
October 14, 1998 - March 31, 1999
BRERETON & COMPANY, INCORPORATED
March 5, 1990 - May 28, 1991
KIDDER, PEABODY & CO. INCORPORATED
May 25, 1988 - March 10, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BRERETON HANLEY CAPITAL CORPORATION
CRD#: 289734 / SEC#:
Contact information
Red Flags
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