Eugene C. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Christopher Miller, who also goes by Eugene C Miller, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1988. Eugene had worked at 10 firms and has passed the Series 63, Series 57TO, Series 72, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2023 - April 2, 2024
BAY CREST PARTNERS, LLC
August 24, 2020 - November 30, 2023
PARK AVENUE SECURITIES LLC
May 3, 2019 - June 17, 2019
VIRTU AMERICAS LLC
September 20, 1999 - June 17, 2019
VIRTU ITG LLC
March 9, 1998 - September 17, 1999
CLG INVESTMENT COMPANY, INC.
March 19, 1997 - November 17, 1997
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
September 28, 1992 - February 6, 1997
SANWA SECURITIES (USA) CO., L.P.
December 4, 1991 - September 17, 1992
ICAP SECURITIES USA LLC
August 3, 1989 - January 6, 1992
CHASE SECURITIES, INC.
October 13, 1988 - July 10, 1989
SANWA SECURITIES (USA) CO., L.P.
April 15, 1988 - October 28, 1988
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 55
Date: 12/28/2001
Limited Representative-Equity Trader ExamCurrent Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
Red Flags
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