LP
Louis E. Perkins
CETERA INVESTMENT ADVISERS LLC
SUGAR LAND, TX 77478
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CRD#: 1816759
LP
Professional summary
Louis Edward Perkins, who also goes by Louis Edward Perkins Jr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sugar Land, Texas and CETERA WEALTH SERVICES, LLC located in The Woodlands, Texas.
Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Louis has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Louis Edward Perkins Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) PERKINS FINANCIAL; Investment Related; 3502 FM 528 Road, Friendswood, TX 77546; Insurance and Financial Services; Financial Adviser/Owner; Start Date 01/2009; 3 hours per month with most of those hours per month occurring during trading hours; Sales and service of Accident/Health, Disability Income, Annuities, Health Savings Accounts, Fixed Life Settlements and Traditional Life insurance products in addition to Advisory and Brokerage services and offerings. >> SUGAR LAND FINANCIAL ADVISORS; Investment Related; 514 Brooks Street, Sugar Land, TX 77478; Financial Services; Managing Partner/Adviser; Start Date 07/2019; 20 hours per month with those 20 hours per month occurring during trading hours; Financial Planning services. >> LIFESPRING FINANCIAL ADVISORS LLC; Investment Related; 514 Brooks Street, Sugar Land, TX 77478; Investments; Managing Partner; Start Date 07/2019; 20 hours per month with 10 of those hours per month occurring during trading hours; I manage the business aspects of the LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Louis Edward Perkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1600 Highway 6 Suite 400, Sugar Land, TX 77478Office #2: 26006 Budde Road, The Woodlands, TX 77380Office #3: 3502 Fm 528 Road, Friendswood, TX 77546RIA
CRD#: 105644
SUGAR LAND, TX
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 26006 Budde Road, The Woodlands, TX 77380Office #2: 514 Brooks Street, Sugar Land, TX 77478Office #3: 3502 Fm 528 Road, Friendswood, TX 77546BD
CRD#: 13572
The Woodlands, TX
Past
August 18, 2017 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Sugar Land, TX
Past
August 17, 2017 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Sugar Land, TX
Past
January 2, 1998 - July 28, 2006
INDEPENDENT ADVISERS GROUP CORP
RIA
CRD#: 106684
PASADENA, TX
Past
September 2, 1997 - August 29, 2017
OSAIC FS, INC.
RIA
CRD#: 3870
PASADENA, TX
Past
September 2, 1997 - August 29, 2017
OSAIC FS, INC.
BD
CRD#: 3870
PASADENA, TX
Past
December 11, 1992 - August 29, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
August 29, 1990 - December 14, 1992
GREEN HILL FINANCIAL SERVICE CORPORATION
BD
CRD#: 4882
Past
April 18, 1990 - October 31, 1990
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/20/2025)
RR
Colorado(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Indiana(2/20/2025)
RR
Louisiana(2/20/2025)
RR
Massachusetts(2/20/2025)
RR
Minnesota(2/20/2025)
RR
Mississippi(2/20/2025)
RR
Nebraska(2/20/2025)
RR
Nevada(2/20/2025)
RR
New Mexico(2/20/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
RR
North Dakota(2/20/2025)
RR
Ohio(2/20/2025)
RR
Oklahoma(3/31/2025)
RR
Pennsylvania(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(2/20/2025)
RR
Washington(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
