William D. Rollins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Don Rollins, who also goes by Bill Don Rollins, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1988. William had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2000 - July 24, 2012
EDI FINANCIAL, INC.
January 27, 1997 - December 31, 1999
EISNER SECURITIES, INC.
April 4, 1996 - January 20, 1997
DOMINICK & DICKERMAN LLC
July 6, 1994 - August 13, 1996
NATIONWIDE SECURITIES CORPORATION
March 17, 1993 - July 20, 1994
T.L. SMITH SECURITIES
May 8, 1992 - March 12, 1993
TRADEWAY SECURITIES GROUP, INC.
December 3, 1991 - March 19, 1992
JOHNSON, MCKENNEY,CARR & COMPANY INCORPORATED
October 8, 1991 - November 25, 1991
FULTON FERRACUTE CAPITAL CORP, INC.
September 26, 1991 - October 4, 1991
J. W. GANT & ASSOCIATES, INC.
August 8, 1990 - October 1, 1991
KOBER FINANCIAL CORP.
October 19, 1988 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDI FINANCIAL, INC.
CRD#: 15699 / SEC#: , 8-32566
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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