Andrew J. Kleinberg

GRAND CENTRAL FINANCIAL PLANNING

New York, NY 10018

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CRD#: 1814875

Professional summary

Andrew Joseph Kleinberg, who also goes by Andrew J Kleinberg, is a registered financial advisor currently at GRAND CENTRAL FINANCIAL PLANNING located in New York, New York and ENTORO SECURITIES, LLC located in Houston, Texas.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Andrew has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew J Kleinberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 06/2019 TO PRESENT; GRAND CENTRAL FINANCIAL PLANNING LLC; NEW YORK, NY; INVESTMENT RELATED; SOLE PROPRIETOR, INVESTMENT ADVISOR REPRESENTATIVE; PROVIDE FINANCIAL ADVICE AND PLANNING PRIMARILY TO INDIVIDUALS; SPEND 40 HRS/WK. (2) 03/2020 TO PRESENT; ENTORO CAPITAL, LLC; HOUSTON, TX; NOT INVESTMENT RELATED; MANAGING DIRECTOR; INVESTMENT BANKING TRANSACTIONS; SPEND 1-10 HRS/WK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Joseph Kleinberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2023 - Present

GRAND CENTRAL FINANCIAL PLANNING

Office #1: 1407 Broadway 26th Floor, New York, NY 10018

RIA

CRD#: 300197

New York, NY

Current

April 8, 2020 - Present

ENTORO SECURITIES, LLC

Office #1: 7941 Katy Freeway Suite 516, Houston, TX 77024

CRD#: 35192

HOUSTON, TX

Past

July 15, 2019 - September 19, 2019

OLD SLIP CAPITAL MANAGEMENT, INC.

CRD#: 7360

NEW YORK, NY

Past

January 23, 2018 - August 14, 2019

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

CRD#: 135131

ENGLEWOOD, NJ

Past

January 7, 2014 - December 31, 2017

WBB SECURITIES, LLC

CRD#: 118440

CRANFORD, NJ

Past

September 6, 2013 - December 31, 2017

WBB SECURITIES, LLC

RIA

CRD#: 118440

Queens, NY

Past

February 5, 1992 - December 31, 2012

GLICKENHAUS & CO.

CRD#: 2016

NEW YORK, NY

Past

July 13, 1990 - June 7, 1991

R. L. RENCK & CO., INC.

CRD#: 13462

NEW YORK, NY

Past

April 19, 1988 - June 30, 1989

BROADCORT CAPITAL CORP.

CRD#: 13456

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/8/2020)

IAR

New York
(2/15/2023)

Texas
(4/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/11/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/21/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/17/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GRAND CENTRAL FINANCIAL PLANNING

GRAND CENTRAL FINANCIAL PLANNING | GRAND CENTRAL FINANCIAL PLANNING LLC

CRD#: 300197 / SEC#:

New York

Registered Investment Advisory firm - (2/20/2019 Approved)

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Contact information

Main Address

1407 Broadway 26th Floor, New York, NY 10018

Mailing Address

Phone number

(212) 253-1229

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew J. Kleinberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Joseph Kleinberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENTORO SECURITIES, LLC

OLD SLIP CAPITAL MANAGEMENT, INC.

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

WBB SECURITIES, LLC

WBB SECURITIES, LLC

GLICKENHAUS & CO.

R. L. RENCK & CO., INC.

BROADCORT CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/11/1990

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 10/21/1999

Series 7

Date: 4/16/1988

Series 24

Date: 5/17/2000

FINRA

Current Firm

GRAND CENTRAL FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

GRAND CENTRAL FINANCIAL PLANNING

TRUST BUT VERIFY

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