Mark A. Genereux
Professional summary
Mark Alan Genereux, AIF®, CPWA®, who also goes by Mark Genereux, is a registered financial advisor currently at GENEREUX INVESTMENT MANAGEMENT, INC. located in Steamboat Springs, Colorado.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Mark has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Genereux's CRS (Customer Relationship Summary).
Certified licenses
Expire date: 2023-05-31
Experience
October 30, 2000 - Present
GENEREUX INVESTMENT MANAGEMENT, INC.
April 27, 2001 - December 31, 2004
TRIAD ADVISORS LLC
May 10, 2000 - July 19, 2000
CETERA INVESTMENT SERVICES LLC
August 25, 1999 - May 10, 2000
GUARANTY BROKERAGE SERVICES, INC.
March 7, 1996 - October 2, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
June 25, 1991 - March 7, 1996
FIDELITY BROKERAGE SERVICES LLC
May 24, 1988 - June 24, 1988
HIBBARD BROWN & CO., INC.
March 22, 1988 - May 28, 1988
SHERWOOD CAPITAL, INC.
Primary Firm SEC Registration
GENEREUX INVESTMENT MANAGEMENT, INC.
CRD#: 117436 / SEC#: 801-112129
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/17/2016)
(2/19/2009)
Exams
Current Firm
GENEREUX INVESTMENT MANAGEMENT, INC.
CRD#: 117436 / SEC#: 801-112129
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 260 |
| AUM (Assets Under Management) | $ 145,866,917 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
