Steven M. Kidd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Michael Kidd, who also goes by Steve Kidd, Steven Michael Kidd, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1988. Steven had worked at 8 firms and has passed the Series 63, SIE, Series 6, Series 26 and Series 51 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2024 - February 16, 2024
ALLSTATE FINANCIAL SERVICES, LLC
May 3, 2023 - August 3, 2023
STATE FARM VP MANAGEMENT CORP.
June 9, 2017 - August 12, 2020
HORACE MANN INVESTORS, INC.
March 25, 2017 - May 12, 2017
MML INVESTORS SERVICES, LLC
February 26, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
April 23, 2015 - March 3, 2016
ALLSTATE FINANCIAL SERVICES, LLC
April 23, 2014 - April 9, 2015
FARMERS FINANCIAL SOLUTIONS, LLC
May 7, 2012 - December 31, 2013
ALLSTATE FINANCIAL SERVICES, LLC
August 3, 2011 - May 4, 2012
NATIONWIDE SECURITIES, LLC
March 11, 2010 - August 4, 2011
STATE FARM VP MANAGEMENT CORP.
April 29, 1999 - February 22, 2010
ALLSTATE FINANCIAL SERVICES, LLC
May 4, 1988 - February 23, 1999
METROPOLITAN LIFE INSURANCE COMPANY
May 4, 1988 - February 23, 1999
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
