Thomas J. Casolaro
Professional summary
Thomas Joseph Casolaro, who also goes by Thomas Joesph Casolaro, Tommy Casolaro, is a registered financial professional currently at NEWBRIDGE SECURITIES CORPORATION located in Boca Raton, Florida.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1988. Thomas has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 22TO, Series 52TO, Series 6TO, Series 82TO, SIE, Series 7, Series 39, Series 26, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Casolaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2004 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 1200 North Federal Highway Suite 400, Boca Raton, FL 33432October 2, 1998 - March 2, 2004
KIRLIN SECURITIES INC.
September 22, 1998 - October 7, 1998
PREFERRED SECURITIES GROUP, INC.
October 18, 1989 - October 5, 1998
H.J. MEYERS & CO., INC.
August 11, 1989 - October 19, 1989
ALISON, BAER SECURITIES INC.
March 1, 1989 - August 10, 1989
PRINCETON SECURITIES CORPORATION
September 9, 1988 - February 8, 1989
ALLIED CAPITAL GROUP, INC.
July 14, 1988 - August 31, 1988
GRAYSTONE NASH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/29/2016)
(2/13/2004)
(4/19/2004)
(1/6/2016)
(2/24/2004)
(3/1/2004)
(3/5/2004)
(3/18/2019)
(1/6/2016)
(3/14/2016)
(2/13/2004)
(10/25/2006)
(3/15/2016)
(2/13/2004)
(2/13/2004)
(7/27/2007)
(3/2/2016)
(3/2/2016)
(1/6/2016)
(3/7/2016)
(5/28/2014)
(1/6/2016)
(2/9/2009)
(1/23/2007)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Nasdaq Stock Market
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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Company Information
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065Boca Raton, FL 33432TRUST BUT VERIFY
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