David J. Quester
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Joseph Quester was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1988. David had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2021 - November 28, 2022
IP FINANCIAL ADVISORY SERVICES LLC
April 14, 2021 - November 28, 2022
INNOVATION PARTNERS LLC
June 18, 2019 - April 5, 2021
FNEX CAPITAL, LLC
October 22, 2018 - May 29, 2019
FDX CAPITAL LLC
October 18, 2018 - May 29, 2019
EASTERLY FUNDS LLC
May 31, 2011 - February 22, 2017
BLACKROCK INVESTMENT MANAGEMENT, LLC
May 25, 2011 - February 22, 2017
BLACKROCK INVESTMENTS, LLC
November 4, 2009 - May 27, 2011
ALPS DISTRIBUTORS, INC.
May 15, 2009 - October 12, 2009
GLOBAL CURRENTS INVESTMENT MANAGEMENT, LLC
February 27, 2006 - May 14, 2009
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - October 12, 2009
FRANKLIN DISTRIBUTORS, LLC
July 31, 1993 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
March 22, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
