Leticia L. Santiago

FORTIS PRIVATE WEALTH ADVISORS

Miami, FL 33126

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CRD#: 1811434

Professional summary

Leticia Laura Santiago, who also goes by Leti L Santiago, is a registered financial advisor currently at FORTIS PRIVATE WEALTH ADVISORS, LLC located in Miami, Florida.

Leticia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Leticia has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leti L Santiago

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) Vertical Integrations, LLC, managing member, real estate consulting, 6100 Blue Lagoon Dr., Suite 160, Miami, FL 33126, since 9/21, 40 hours/month during trading hours, real estate investment related, services for all real estate consulting companies listed below are performed under Vertical Integrations (2.) Buena Vista District, LLC, managing manager of real estate property, 4736 NE Miami Ct, Miami, FL 33137, since 8/2015, spends 2 hrs./month, 0 trading hours, real estate investment related;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leticia Laura Santiago's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2019 - Present

FORTIS PRIVATE WEALTH ADVISORS, LLC

Office #1: 6100 Blue Lagoon Drive Suite 160, Miami, FL 33126

RIA

CRD#: 304494

Miami, FL

Past

December 7, 2017 - October 9, 2019

INSIGNEO ADVISORY SERVICES, LLC

RIA

CRD#: 282589

MIAMI, FL

Past

April 2, 2015 - December 20, 2018

INSIGNEO WEALTH ADVISORS, LLC

RIA

CRD#: 112706

MIAMI, FL

Past

March 24, 2015 - October 2, 2019

INSIGNEO SECURITIES, LLC

CRD#: 29249

MIAMI, FL

Past

May 1, 2009 - April 7, 2015

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MIAMI, FL

Past

May 1, 2009 - April 7, 2015

RBC CAPITAL MARKETS, LLC

CRD#: 31194

MIAMI, FL

Past

December 13, 2002 - May 21, 2009

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

CORAL GABLES, FL

Past

December 13, 2002 - May 21, 2009

UBS INTERNATIONAL INC.

CRD#: 107726

CORAL GABLES, FL

Past

July 9, 1991 - December 17, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CORAL GABLES, FL

Past

July 1, 1991 - December 17, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 17, 1988 - December 21, 1988

AMERISECURITIES CAPITAL CORP.

CRD#: 22111

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTIS PRIVATE WEALTH ADVISORS, LLC

CRD#: 304494 / SEC#: 801-116951

RIA

Registered Investment Advisory firm - (7/15/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/22/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/1991

General Securities Representative Examination

Current Firm

FORTIS PRIVATE WEALTH ADVISORS, LLC

CRD#: 304494 / SEC#: 801-116951

RIA

Registered Investment Advisory firm - (7/15/2019 Approved)

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Contact information

Main Address

6100 Blue Lagoon Drive Suite 160, Miami, FL 33126

Mailing Address

Po Box 557155, Miami, FL 33255

Phone number

(305) 416-9093

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORTIS PRIVATE WEALTH ADVISORS, LLC BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 112,526,383

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Leticia L. Santiago

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leticia Laura Santiago's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSIGNEO ADVISORY SERVICES, LLC

INSIGNEO WEALTH ADVISORS, LLC

INSIGNEO SECURITIES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERISECURITIES CAPITAL CORP.

Primary Firm SEC Registration

FORTIS PRIVATE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/22/1996

Series 63

Date: 2/14/1992

SIE

Date: 10/1/2018

Series 7

Date: 6/28/1991

Current Firm

FORTIS PRIVATE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORTIS PRIVATE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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