Gustave O. Woehr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gustave Otto Woehr, who also goes by Gus Woehr, was a registered financial professional .
Gustave is a previously registered financial professional and started their career in finance in 1988. Gustave had worked at 7 firms and has passed the Series 63, Series 7, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2002 - July 19, 2002
HUNTER WISE SECURITIES, LLC
April 22, 1998 - March 29, 2000
INTERNATIONAL EXCHANGE BROKERS, LLC.
March 4, 1997 - November 3, 1997
NOVA FINANCIAL, INC.
August 6, 1996 - June 19, 1997
LORD & KENDYLL INVESTMENTS, INC.
February 10, 1993 - July 27, 1994
MAIN STREET CAPITAL CORPORATION
March 7, 1991 - January 25, 1993
J.P. MORGAN SECURITIES LLC
April 21, 1988 - February 26, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
HUNTER WISE SECURITIES, LLC
CRD#: 104193 / SEC#: , 8-52660
Contact information
Documents
Red Flags
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