Dorothy E. Bourassa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dorothy E Bourassa, who also goes by Dorothy Elizabeth Bourassa, Dorothy Elizabeth Kucenski Ms., Dorothy Elizabeth Shellenberger, was a registered financial professional .
Dorothy is a previously registered financial professional and started their career in finance in 1988. Dorothy had worked at 4 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2011 - January 31, 2013
OLD MUTUAL INVESTMENT PARTNERS
June 6, 1998 - April 20, 2010
AMUNDI DISTRIBUTOR US, INC.
May 18, 1990 - April 20, 1998
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
April 27, 1988 - December 6, 1996
FIDUCIARY INVESTMENT COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
OLD MUTUAL INVESTMENT PARTNERS
CRD#: 44916 / SEC#: , 8-50875
Contact information
Documents
Red Flags
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