Gifford L. Tompkins
Professional summary
Gifford Leon Tompkins JR, who also goes by Leon Tompkins, is a registered financial advisor currently at THE TIDES GROUP located in La Jolla, California.
Gifford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Gifford has worked at 3 firms and has passed the Series 65, Series 63 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gifford Leon Tompkins JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2020 - Present
THE TIDES GROUP
Office #1: 2255 Avenida De La Playa Suite 3, La Jolla, CA 92037January 29, 1990 - March 6, 1992
J.P. MORGAN SECURITIES LLC
June 20, 1988 - November 16, 1989
EASTERN POINT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/13/2020)
Exams
Current Firm
THE TIDES GROUP
CRD#: 310110 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 2,600,000 |
Red Flags
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