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JA

Jeannine V. Ali

MORGAN STANLEY & CO.
New York, NY 10036-8293
Some features on this profile are disabled
CRD#: 1810707
JA

Professional summary

Jeannine Vienna Ali, who also goes by Jeannie VIenna Ali, Jeannine Ali, is a registered financial professional currently at MORGAN STANLEY & CO. LLC located in New York, New York.

Jeannine is registered as a RR (Registered Representative) and started their career in finance in 1988. Jeannine has worked at 5 firms and has passed the Series 63, SIE, Series 99 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeannie Vienna Ali | Jeannine Ali

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeannine Vienna Ali's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 21, 2018 - Present

MORGAN STANLEY & CO. LLC

Office #1: 1585 Broadway, New York, NY 10036-8293
BD
CRD#: 8209
New York, NY
Past

October 1, 2018 - January 30, 2026

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

September 14, 2012 - January 30, 2026

MORGAN STANLEY DISTRIBUTION, INC.

BD
CRD#: 30344
NEW YORK, NY
Past

August 25, 1989 - March 20, 2003

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

September 12, 1988 - August 17, 1989

MARSHALL & CO. SECURITIES, INC.

BD
CRD#: 17942

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/23/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 9/13/2012
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/9/1988
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MORGAN STANLEY & CO. LLC
MORGAN STANLEY | MORGAN STANLEY DEAN WITTER | MORGAN STANLEY & CO., INCORPORATED | MORGAN STANLEY & CO. LLC | MORGAN STANLEY & CO. INCORPORATED

CRD#: 8209 / SEC#: , 8-15869

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1585 Broadway, New York, NY 10036-8293
Mailing Address
1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231
Phone number
(212) 761-4000
Established
Delaware since 12/03/1969
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MORGAN STANLEY CAPITAL MANAGEMENT, LLCMEMBER
BERKE, MATTHEW EVANCHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR2524594
BHAIMIA, ISMAIL OMARDIRECTOR6264162
DAMAST, EVAN SCOTTDIRECTOR3198635
HENNESSEY, JACQUELINE ATEXAS DESIGNATED PRINCIPAL2194034
KRAUSE, GARD JCHIEF COMPLIANCE OFFICER2284628
LYNN, GARY MICHAELPRINCIPAL FINANCIAL OFFICER2162411
MACEJKA, PATRICK NMNDIRECTOR2139145
MORANO, DAVIDPRINCIPAL OPERATIONS OFFICER2189287
STERN, MICHAEL ADIRECTOR4939073

Disclosures

Regulatory Event487
Civil Event5
Arbitration56

Red Flags

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Company Information

MORGAN STANLEY & CO. LLC

CRD#: 8209New York, NY 10036-8293

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