Anita K. Bost
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anita Keyser Bost, CFP®, who also goes by Anita K Bost, Anita Lynne Bost, Anita Lynne Keyser, was a registered financial professional .
Anita is a previously registered financial professional and started their career in finance in 1988. Anita had worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2019 - June 30, 2025
HEARTWOOD WEALTH ADVISORS, LLC
June 4, 2019 - March 30, 2021
PURSHE KAPLAN STERLING INVESTMENTS
February 22, 2013 - June 5, 2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 22, 2013 - June 5, 2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 24, 1994 - February 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 20, 1988 - February 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
HEARTWOOD WEALTH ADVISORS, LLC
CRD#: 300273 / SEC#: 801-114721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 8/15/2022
General Securities Representative ExaminationCurrent Firm
HEARTWOOD WEALTH ADVISORS, LLC
CRD#: 300273 / SEC#: 801-114721
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,709 |
| AUM (Assets Under Management) | $ 1,302,509,037 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/29/2025 | ||
| 09/17/2024 | ||
| 09/18/2023 | ||
| 10/24/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
