John W. Parkinson
APPALACHIAN CAPITAL MANAGEMENT
St. Clairsville, OH 43950
Some features on this profile are disabled
CRD#: 1809882
Professional summary
John William Parkinson, CFP® is a registered financial advisor currently at APPALACHIAN CAPITAL MANAGEMENT located in St. Clairsville, Ohio.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BOARD OF DIRECTORS - CONSUMERS NATIONAL BANK (FORMERLY THE PEOPLES NATIONAL BANK). LOCATED IN MT. PLEASANT OHIO. 6 HOURS PER MONTH IS SPENT IN BOARD MEETINGS. THE MEETINGS CONSIST OF REVIEWING LOANS AND THE GENERAL OPERATION OF THE BANK. START DATE: 2/2005. CHANGE TO CONSUMERS NATIONAL BANK FROM THE PEOPLES NATIONAL BANK AND RE-ELECTION TO THE BOARD OCCURRED 1/2020.
CRS (Client Relationship Summary) - RIA
Click below to view John William Parkinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
October 6, 1999 - Present
APPALACHIAN CAPITAL MANAGEMENT
Office #1: 51461 Jennifer Lane Suite 215, St. Clairsville, OH 43950RIA
CRD#: 120038
St. Clairsville, OH
Past
April 30, 1990 - December 31, 1994
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
Past
April 25, 1988 - May 2, 1990
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
APPALACHIAN CAPITAL MANAGEMENT
APPALACHIAN CAPITAL MANAGEMENT | APPALACHIAN CAPITAL MANAGEMENT LTD. | APPALACHIAN CAPITAL MANAGEMENT LTD
CRD#: 120038 / SEC#: 801-130291
RIA
Registered Investment Advisory firm - (5/17/2024 Approved)Florida
Registered Investment Advisory firm - (6/19/2024 Terminated)Ohio
Registered Investment Advisory firm - (6/19/2024 Terminated)Texas
Registered Investment Advisory firm - (6/19/2024 Terminated)West Virginia
Registered Investment Advisory firm - (6/19/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/12/2006)
IAR
Ohio(10/6/1999)
IAR
West Virginia(4/17/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AC
APPALACHIAN CAPITAL MANAGEMENT
APPALACHIAN CAPITAL MANAGEMENT | APPALACHIAN CAPITAL MANAGEMENT LTD. | APPALACHIAN CAPITAL MANAGEMENT LTD
CRD#: 120038 / SEC#: 801-130291
RIA
Registered Investment Advisory firm - (5/17/2024 Approved)Florida
Registered Investment Advisory firm - (6/19/2024 Terminated)Ohio
Registered Investment Advisory firm - (6/19/2024 Terminated)Texas
Registered Investment Advisory firm - (6/19/2024 Terminated)West Virginia
Registered Investment Advisory firm - (6/19/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51461 Jennifer Lane Suite 215, St. Clairsville, OH 43950
Mailing Address
Phone number
(740) 695-3434
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 681 |
| AUM (Assets Under Management) | $ 147,630,117 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
