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SS

Sheldon L. Steuer

EQUINUM
Brooklyn, NY 11218
Some features on this profile are disabled
CRD#: 1809557
SS

Professional summary

Sheldon Lewis Steuer, who also goes by Sheldon L Steuer, Sheldon Steuer, is a registered financial advisor currently at EQUINUM, LLC located in Brooklyn, New York.

Sheldon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Sheldon has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sheldon L Steuer | Sheldon Steuer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheldon Lewis Steuer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 15, 2021 - Present

EQUINUM, LLC

Office #1: 3611 14th Avenue Suite 221, Brooklyn, NY 11218
RIA
CRD#: 304350
Brooklyn, NY
Past

June 20, 2011 - January 5, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
NEW YORK, NY
Past

June 25, 2010 - January 5, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
NEW YORK, NY
Past

July 8, 2005 - July 20, 2010

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

March 28, 2003 - July 18, 2005

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

April 11, 1995 - April 1, 2003

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

July 21, 1992 - March 27, 1995

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

October 16, 1990 - July 31, 1992

NORTHEAST BROKERAGE SERVICES CORPORATION

BD
CRD#: 26601
Past

July 2, 1990 - October 24, 1990

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

August 25, 1989 - June 12, 1990

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

May 4, 1988 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
NEW YORK, NY
Past

March 22, 1988 - April 27, 1988

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EL
EQUINUM, LLC
EQUINUM WEALTH MANAGEMENT | EQUINUM, LLC

CRD#: 304350 / SEC#: 801-116824

RIA
Registered Investment Advisory firm - (6/27/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/15/2021)
IAR
New York
(4/15/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/17/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/6/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/27/2000
General Securities Principal Examination

Current Firm

EL
EQUINUM, LLC
EQUINUM WEALTH MANAGEMENT | EQUINUM, LLC

CRD#: 304350 / SEC#: 801-116824

RIA
Registered Investment Advisory firm - (6/27/2019 Approved)
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Contact information

Main Address
3611 14th Avenue, Suite 221, Brooklyn, NY 11218
Mailing Address
Phone number
(718) 480-5600
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EQUINUM, LLC - 2A FIRM BROCHURE (4/29/2025)

Regulatory assets under management

Total Number of Accounts194
AUM (Assets Under Management)$ 396,653,120

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/27/2025
Cover Page
Report
01/30/2024
Cover Page
Report
02/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQUINUM, LLC

CRD#: 304350Brooklyn, NY 11218

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