Craig C. Franzke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Charles Franzke was a registered financial advisor .
Craig is a previously registered financial advisor and started their career in finance in 1988. Craig had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2013 - December 31, 2013
BEARMAR LLC
November 13, 2009 - December 11, 2012
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - December 11, 2012
PNC WEALTH MANAGEMENT LLC
January 14, 2008 - November 13, 2009
NATCITY INVESTMENTS, INC.
January 14, 2008 - November 13, 2009
NATCITY INVESTMENTS, INC.
March 6, 2006 - January 31, 2008
INVEST FINANCIAL CORPORATION
March 6, 2006 - January 31, 2008
INVEST FINANCIAL CORPORATION
August 6, 2004 - February 10, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 5, 2004 - February 10, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 17, 2000 - May 12, 2004
LPL FINANCIAL LLC
February 17, 1995 - March 21, 2000
INVEST FINANCIAL CORPORATION
July 16, 1993 - February 7, 1995
MARKETING ONE SECURITIES, INC.
April 2, 1992 - July 26, 1993
INVESTMENT NETWORK, INC.
August 6, 1990 - March 31, 1992
WATERSTONE FINANCIAL GROUP, INC.
April 13, 1988 - July 18, 1990
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BEARMAR LLC
CRD#: 166544 / SEC#:
Contact information
Red Flags
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