JC
J M. Cloyd
CETERA INVESTMENT ADVISERS LLC
LONDON, KY 40741
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CRD#: 1808900
JC
Professional summary
J Michael Cloyd, who also goes by Jack M Cloyd, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in London, Kentucky and CETERA WEALTH SERVICES, LLC located in London, Kentucky.
J is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. J has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack M Cloyd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CUMBERLAND VALLEY OFFICE SUPPLIERS INC POSITION: STOCKHOLDER NATURE: OFFICE SUPPLIES AND FURNITURE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1990 not involved in daily business activities. End of year tax preperation. 2) INDUSTRIAL RENTALS, LLC POSITION: Owner NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2000 ADDRESS: Black Road, London KY 40741, Rental property 3) CLOYD INVESTMENT SERVICES POSITION: owner NATURE: Name of sign for my investment business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2017; ADDRESS: 1301 West Fifth Street, London KY 40741, It is just a sign for my investment business 4) SPIRO, LLC "RENTAL PROPERTY" POSITION: MEMBER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/15/2005 ADDRESS: 1303 west fifth street, London KY 40741, Prepare year end tax return 5) REGENCY CINEMA SEVEN INC POSITION: 5% stockholder NATURE: cinema INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2013 ADDRESS: 1868 HWY 192 WEST, London KY 40741, tax and accounting services for cinema 6) GREATSTONE POINT LLC POSITION: member NATURE: rental real estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2017 ADDRESS: 2410 Greatstone Point, Lexington KY 40504, United States DESCRIPTION: office building rented to our CPA firm in Lexington Kentucky. Not investment related 7) PITTSBURG PROPERTIES, LLC "RENTAL PROPERTY" POSITION: MEMBER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1998 ADDRESS: 1301 WEST FIFTH STREET, London KY 40741, Prepare year end tax return 8) K&M ENTERPRISES OF LONDON, KENTUCKY, LLC "RENTAL PROPERTY" POSITION: MEMBER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/10/1994 ADDRESS: 1301 WEST FIFTH STREET, London KY 40741, Prepare year end tax return 9) CLOYD & WALDEN, LLC "RENTAL PROPERTY" POSITION: MEMBER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/1990 ADDRESS: 1700 FOREST DRIVE, Corbin KY 40701, Prepare year end tax return. 10) KENTUCKY BOOKKEEPING AND PAYROLL LLC POSITION: PARTNER NATURE: BOOKKEEPING AND PAYROLL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/17/2021 ADDRESS: 1301 West Fifth Street, London KY 40741, BOOKKEEPING AND PAYROLLi AM A 25% PARTNER. 11) SYCAMORE PLACE LLC POSITION: 50% PARTNER NATURE: THIS ENTITY WAS ESTABLISHED 8/1/2022 TO AQUIRE RESIDENTIAL REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2022; ADDRESS: 1301 West Fifth Street, London KY 40741, THIS ENTITY WILL AQUIRE AND HOLD RESIDENTIAL REAL ESTATE. THE CLOSING OF THE AQUIRED REAL ESTATE IS SET FOR 8/31/21. 12) CLOYD & ASSOCIATES PSC POSITION: CPA NATURE: CPA PRACTICE INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/06/1980 ADDRESS: 1301 West Fifth Street, London KY 40741, United States DESCRIPTION: MEET WITH CLIENTS AND FILE TAX RETURNS. DO ACCOUNTING WORK
CRS (Client Relationship Summary) - RIA
Click below to view J Michael Cloyd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1301 West Fifth Street, London, KY 40741RIA
CRD#: 105644
LONDON, KY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1301 West Fifth Street, London, KY 40741BD
CRD#: 13572
London, KY
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
London, KY
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
London, KY
Past
January 4, 2017 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
London, KY
Past
January 4, 2017 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
London, KY
Past
February 25, 2008 - December 31, 2016
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
LONDON, KY
Past
October 26, 2004 - December 31, 2016
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
LONDON, KY
Past
August 8, 2003 - October 28, 2004
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
January 31, 2000 - July 3, 2003
UNIFIED FINANCIAL SECURITIES, LLC
BD
CRD#: 7868
INDIANAPOLIS, IN
Past
January 8, 1998 - January 31, 2000
UNIFIED INVESTMENT SERVICES, INC.
BD
CRD#: 34628
INDIANAPOLIS, IN
Past
June 6, 1988 - October 22, 1997
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kentucky(9/5/2025)
IAR
Kentucky(9/5/2025)
RR
Tennessee(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
