Michael R. Goetsch
Professional summary
Michael Ray Goetsch, who also goes by Mike Goetsch, is a registered financial professional currently at OAKWOOD CAPITAL SECURITIES, INC. located in Minnetonka, Minnesota.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Ray Goetsch's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2017 - Present
OAKWOOD CAPITAL SECURITIES, INC.
December 16, 2002 - March 1, 2017
EMERGENT FINANCIAL GROUP, INC.
February 18, 1997 - December 16, 2002
WATERFORD FINANCIAL, INC.
July 2, 1996 - July 24, 1996
WATERFORD FINANCIAL, INC.
November 16, 1992 - July 18, 1996
MILLER JOHNSON STEICHEN KINNARD, INC.
September 4, 1990 - November 19, 1992
WESTONKA INVESTMENTS, INC.
June 20, 1990 - August 30, 1990
TITAN/VALUE EQUITIES GROUP, INC.
April 25, 1988 - June 20, 1990
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/30/2017)
(3/20/2017)
(1/29/2018)
(6/28/2017)
(5/9/2018)
(6/1/2017)
(5/31/2017)
(4/6/2017)
(3/20/2017)
(1/29/2018)
(6/30/2017)
(8/21/2017)
(6/30/2017)
(5/26/2017)
(10/4/2017)
(3/20/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
OAKWOOD CAPITAL SECURITIES, INC.
CRD#: 21000 / SEC#: , 8-38631
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
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