Susan Greene Lockwood

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CRD#: 1807638

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Susan Greene Lockwood, who also goes by Susan Covington Greene, Susan Lockwood, Susan Greene Lockwood, was a registered financial professional .

Susan is a previously registered financial professional and started their career in finance in 1988. Susan had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Susan Covington Greene | Susan Lockwood | Susan Greene Lockwood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Richard R Fuller Family Trust, not investment related, Trust, Anderson, SC, 2018, Trustee, one (1) hour per month, zero during trading hours, trustee of a family trust. 2) Greene Directions LLC, not investment related, non-operational, LLC to pay expenses, Sole Proprietor, 2012, one (1) hour per month, zero during trading hours. 3) Many Hands Administrative Services, LLC, not investment related, Anderson, SC, consultant offering the drafting of business documents, Owner/Registered Agent, 4/2020, zero hours at this time per month and during trading hours, would be contract work to draft business documents to client's specific needs. 4) Premium 72 Capital, Investment Related, Houston, TX, RIA, Investment Adviser Representative, 1/2021, 360 hours per month, 6 hours during trading hours, manage IRA accounts.

Blog Corner

CRS (Client Relationship Summary)

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

ANDERSON, SC

Past

July 20, 1988 - March 7, 2001

EDGAR M. NORRIS & CO., INC.

CRD#: 2928

GREENSVILLE, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PREMIUM 72 CAPITAL

HYDE PARK WEALTH MANAGEMENT | PREMIUM 72 CAPITAL, LLC | PREMIUM 72 CAPITAL | OPC ADVISORS, LLC | INNOVATIVE INVESTMENT MANAGEMENT

CRD#: 284519 / SEC#: 801-120279

RIA

Registered Investment Advisory firm - (2/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/10/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/1988

General Securities Representative Examination

Current Firm

PREMIUM 72 CAPITAL

HYDE PARK WEALTH MANAGEMENT | PREMIUM 72 CAPITAL, LLC | PREMIUM 72 CAPITAL | OPC ADVISORS, LLC | INNOVATIVE INVESTMENT MANAGEMENT

CRD#: 284519 / SEC#: 801-120279

RIA

Registered Investment Advisory firm - (2/8/2021 Approved)

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Contact information

Main Address

Houston, TX

Mailing Address

Phone number

(281) 591-7777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PREMIUM 72 CAPITAL ADV PART 2A (3/31/2025)

PREMIUM 72 CAPITAL, LLC, FORM ADV PART 2A (3/31/2025)

SUSAN LOCKWOOD'S ADV FORM 2B (3/31/2025)

PREMIUM 72 CAPITAL FORM ADV 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 10,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Susan Greene Lockwood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PREMIUM 72 CAPITAL

CABOT LODGE SECURITIES LLC

COLONY PARK FINANCIAL SERVICES LLC.

SANDLAPPER SECURITIES, LLC

CERTUS INVESTMENT ADVISORS, LLC

CERTUSSECURITIES, INC.

EPS ADVISORS

SPIRE SECURITIES, LLC

AMERICAN SECURITIES GROUP, INC.

ERISA PLAN SERVICES INC

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, LLC

EDGAR M. NORRIS & CO., INC.

Primary Firm SEC Registration

PREMIUM 72 CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 11/10/1995

Series 63

Date: 8/5/1988

SIE

Date: 10/1/2018

Series 7

Date: 7/16/1988

Current Firm

PREMIUM 72 CAPITAL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PREMIUM 72 CAPITAL

TRUST BUT VERIFY

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