AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SG

Susan Greene Lockwood

PREMIUM 72 CAPITAL
Houston, TX
Some features on this profile are disabled
CRD#: 1807638
SG

Professional summary

Susan Greene Lockwood, who also goes by Susan Covington Greene, Susan Lockwood, Susan Greene Lockwood, is a registered financial advisor currently at PREMIUM 72 CAPITAL located in Houston, Texas.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Susan has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Susan Covington Greene | Susan Lockwood | Susan Greene Lockwood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Greene Lockwood's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2026 - Present

PREMIUM 72 CAPITAL

RIA
CRD#: 284519
Houston, TX
Past

March 4, 2024 - December 31, 2024

PREMIUM 72 CAPITAL

RIA
CRD#: 284519
Anderson, SC
Past

January 15, 2021 - December 31, 2023

PREMIUM 72 CAPITAL

RIA
CRD#: 284519
Anderson, SC
Past

June 6, 2019 - December 31, 2021

CABOT LODGE SECURITIES LLC

BD
CRD#: 159712
Anderson, SC
Past

October 14, 2015 - December 31, 2020

COLONY PARK FINANCIAL SERVICES LLC.

RIA
CRD#: 41534
Easley, SC
Past

October 9, 2015 - June 10, 2019

SANDLAPPER SECURITIES, LLC

BD
CRD#: 137906
GREENVILLE, SC
Past

October 5, 2012 - October 9, 2015

CERTUS INVESTMENT ADVISORS, LLC

RIA
CRD#: 159221
CHARLOTTE, NC
Past

June 4, 2010 - October 9, 2015

CERTUSSECURITIES, INC.

BD
CRD#: 144051
EASLEY, SC
Past

January 27, 2010 - December 31, 2010

EPS ADVISORS

RIA
CRD#: 145196
ANDERSON, SC
Past

October 15, 2009 - May 12, 2010

SPIRE SECURITIES, LLC

BD
CRD#: 144131
ANDERSON, SC
Past

March 27, 2009 - October 15, 2009

AMERICAN SECURITIES GROUP, INC.

BD
CRD#: 43730
ANDERSON, SC
Past

January 12, 2009 - January 27, 2010

ERISA PLAN SERVICES INC

RIA
CRD#: 108533
ANDERSON, SC
Past

April 23, 2001 - February 22, 2008

SCOTT & STRINGFELLOW, LLC

RIA
CRD#: 6255
ANDERSON, SC
Past

March 7, 2001 - February 22, 2008

SCOTT & STRINGFELLOW, LLC

BD
CRD#: 6255
ANDERSON, SC
Past

July 20, 1988 - March 7, 2001

EDGAR M. NORRIS & CO., INC.

BD
CRD#: 2928
GREENSVILLE, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
P7
PREMIUM 72 CAPITAL
HYDE PARK WEALTH MANAGEMENT | PREMIUM 72 CAPITAL, LLC | PREMIUM 72 CAPITAL | OPC ADVISORS, LLC | INNOVATIVE INVESTMENT MANAGEMENT

CRD#: 284519 / SEC#: 801-120279

RIA
Registered Investment Advisory firm - (2/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/10/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/5/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/1988
General Securities Representative Examination

Current Firm

P7
PREMIUM 72 CAPITAL
HYDE PARK WEALTH MANAGEMENT | PREMIUM 72 CAPITAL, LLC | PREMIUM 72 CAPITAL | OPC ADVISORS, LLC | INNOVATIVE INVESTMENT MANAGEMENT

CRD#: 284519 / SEC#: 801-120279

RIA
Registered Investment Advisory firm - (2/8/2021 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Houston, TX
Mailing Address
Phone number
(281) 591-7777
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PREMIUM 72 CAPITAL ADV PART 2A (3/31/2025)
PREMIUM 72 CAPITAL, LLC, FORM ADV PART 2A (3/31/2025)
SUSAN LOCKWOOD'S ADV FORM 2B (3/31/2025)
PREMIUM 72 CAPITAL FORM ADV 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts10
AUM (Assets Under Management)$ 10,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PREMIUM 72 CAPITAL

CRD#: 284519Houston, TX

TRUST BUT VERIFY

Monitor Susan Greene Lockwood

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.