Gary L. Saccaro
Professional summary
Gary Lawrance Saccaro, who also goes by Gary Laurance Saccaro, Gary Lawrence Saccaro, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in New York, New York.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1988. Gary has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Lawrance Saccaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2013 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 40 Wall Street 39th Floor, New York, NY 10005April 17, 2008 - November 20, 2012
ADVANCED EQUITIES, INC.
September 9, 2004 - April 17, 2008
JOSEPH GUNNAR & CO. LLC
August 6, 2003 - September 15, 2004
PAULSON INVESTMENT COMPANY LLC
July 1, 2003 - August 6, 2003
WELLS FARGO CLEARING SERVICES, LLC
March 5, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
December 1, 1997 - February 21, 2001
MORGAN STANLEY DW INC.
August 13, 1990 - December 2, 1997
CIBC WORLD MARKETS CORP.
May 26, 1989 - August 16, 1990
CITIGROUP GLOBAL MARKETS INC.
May 25, 1988 - December 1, 1988
MADISON CHAPIN ASSOCS., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2017)
(3/22/2013)
(2/12/2013)
(1/25/2023)
(2/5/2013)
(2/7/2013)
(2/11/2013)
(2/19/2013)
(5/24/2013)
(1/25/2013)
(3/25/2013)
(2/7/2013)
(1/29/2013)
(9/18/2013)
(3/21/2013)
(2/7/2013)
(3/27/2013)
(2/27/2013)
(2/8/2013)
(1/25/2013)
(7/29/2014)
(2/27/2025)
(3/6/2013)
(8/29/2024)
(2/6/2013)
(1/24/2013)
(1/9/2014)
(5/23/2017)
(8/9/2013)
(1/31/2013)
(9/11/2018)
(1/24/2013)
(2/7/2013)
(4/13/2023)
(11/5/2025)
(2/12/2013)
(3/4/2013)
(4/24/2013)
(3/21/2013)
Exams
FINRA
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
