David A. Urovsky
Professional summary
David Albert Urovsky, who also goes by David A Urovsky, is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Frederick, Maryland and SPIRE SECURITIES, LLC located in Frederick, Maryland.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. David has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31, Series 7, Series 30, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Albert Urovsky's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2019 - Present
SPIRE WEALTH MANAGEMENT, LLC
Office #1: 129 E. Patrick Street Suite 12, Frederick, MD 21701August 27, 2019 - Present
SPIRE SECURITIES, LLC
Office #1: 129 E. Patrick Street Suite 12, Frederick, MD 21701August 25, 2015 - August 28, 2019
OSAIC FA, INC.
August 19, 2015 - August 28, 2019
OSAIC FA, INC.
March 1, 2012 - August 21, 2015
CAPITOL SECURITIES MANAGEMENT, INC.
November 4, 2011 - August 20, 2015
CAPITOL SECURITIES MANAGEMENT, INC.
January 2, 2009 - August 29, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 24, 2007 - December 31, 2010
VOSO FINANCIAL ADVISERS, LLC
October 7, 2002 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 26, 2002 - August 29, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 19, 1998 - September 28, 2002
CWM FINANCIAL GROUP, INC.
February 7, 1995 - September 26, 2002
GROVE POINT INVESTMENTS, LLC
August 31, 1993 - December 31, 1994
THE ADVISORS GROUP, INC.
May 25, 1988 - November 3, 1992
THE ADVISORS GROUP, INC.
Primary Firm SEC Registration
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2023)
(8/28/2019)
(9/9/2019)
(8/26/2022)
(8/27/2019)
(8/29/2019)
(8/27/2019)
(8/28/2019)
(2/28/2024)
(8/29/2019)
(8/30/2019)
(8/28/2019)
(8/28/2019)
(8/28/2019)
(9/3/2019)
(7/18/2022)
(8/28/2019)
(11/4/2022)
(8/27/2019)
(8/28/2019)
(8/29/2019)
(8/27/2019)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,808 |
| AUM (Assets Under Management) | $ 4,617,171,037 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908Frederick, MD 21701TRUST BUT VERIFY
Monitor David Urovsky
Get automatic monthly alerts on:
