Mark L. Heuwetter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark L Heuwetter, who also goes by Mark L Heuwetter, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1988. Mark had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
July 27, 2016 - March 8, 2018
SCOTTRADE, INC.
October 15, 2015 - July 25, 2016
NATIONWIDE SECURITIES, LLC
January 6, 2011 - October 18, 2013
HARRISDIRECT LLC
January 6, 2011 - October 18, 2013
E*TRADE SECURITIES LLC
September 27, 2005 - June 23, 2009
BNY MELLON SECURITIES CORPORATION
February 27, 1996 - June 23, 2009
BNY MELLON SECURITIES CORPORATION
May 23, 1988 - February 1, 1996
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
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