James L. Deporre

HAMMERHEAD FINANCIAL STRATEGIES

Conover, NC

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CRD#: 1805418

Professional summary

James Louis Deporre JR is a registered financial advisor currently at HAMMERHEAD FINANCIAL STRATEGIES, LLC located in Conover, North Carolina.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. James has worked at 3 firms and has passed the Series 65, Series 63 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Entity: Shark Investing, Inc. Investment Related Yes/No: Yes Location Address: Anna Maria, Florida Nature of Business: Operating a subscription-based website called www.sharkinvesting.com Position/Title: President Start Date: 09/2005 Percentage of Hours Devoted Weekly: 30% to 60% Description of Duties: Offering daily stock market articles and provides a variety of other content for subscribers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Louis Deporre JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2021 - Present

HAMMERHEAD FINANCIAL STRATEGIES, LLC

RIA

CRD#: 313248

Conover, NC

Past

August 22, 2005 - August 3, 2021

SHARK ASSET MANAGEMENT, INC.

RIA

CRD#: 136118

BRADENTON, FL

Past

December 15, 1988 - March 14, 1991

TRICORP SECURITIES, LTD.

CRD#: 14548

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/16/2022)

IAR

North Carolina
(7/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/25/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 4/25/1988

Direct Participation Programs Representative Examination

Current Firm

HAMMERHEAD FINANCIAL STRATEGIES, LLC

CRD#: 313248 / SEC#:

Florida

Registered Investment Advisory firm - (11/16/2022 Approved)

North Carolina

Registered Investment Advisory firm - (7/23/2021 Approved)

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Contact information

Main Address

Conover, NC

Mailing Address

Phone number

(828) 570-5659

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 2,894,814

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James L. Deporre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Louis Deporre JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAMMERHEAD FINANCIAL STRATEGIES, LLC

SHARK ASSET MANAGEMENT, INC.

TRICORP SECURITIES, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2005

Series 63

Date: 4/25/1988

Series 22

Date: 4/25/1988

Current Firm

HAMMERHEAD FINANCIAL STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HAMMERHEAD FINANCIAL STRATEGIES, LLC

TRUST BUT VERIFY

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