Michael Bryant Cratty
Professional Summary
Michael Bryant Cratty is a registered financial advisor currently at CRATTY & SWANSON ADVISORS L.L.C. located in Las Cruces, New Mexico. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
CRATTY & SWANSON ADVISORS L.L.C.
Contact Information
Main Address
2540 N. Telshor Blvd. Suite B, Las Cruces, NM 88011Phone Number
(575) 222-0389# of Employees
2Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/25/2016)
(4/27/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Nov 1992About the Series 22 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Bryant Cratty's CRS (Customer Relationship Summary).
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