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Michael Bryant Cratty

CRATTY & SWANSON ADVISORS L.L.C.
LAS CRUCES, NM
·CRD# 2300023·34 years experience

Professional Summary

Michael Bryant Cratty is a registered financial advisor currently at CRATTY & SWANSON ADVISORS L.L.C. located in Las Cruces, New Mexico. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

CRATTY & SWANSON ADVISORS L.L.C.·CRD# 283587
RIA
2540 N. Telshor Blvd. Suite B, Las Cruces, NM 88011
May 25, 2016 - Present
ONLINE STOCK MARKET, INC.·CRD# 47125
BD
Los Angeles, CA
October 19, 2001 - January 15, 2002
VIPO SECURITIES·CRD# 6285
BD
Long Beach, CA
February 13, 2001 - December 12, 2008
ONLINE STOCK MARKET, INC.·CRD# 47125
BD
Los Angeles, CA
August 18, 1999 - February 15, 2001
TRAVCO FINANCIAL GROUP, INC.·CRD# 30393
BD
Westlake Village, CA
May 14, 1996 - August 4, 1997
GERWIN GROUP, INC.·CRD# 23199
BD
Thousand Oaks, CA
November 15, 1995 - April 15, 1996
TRAVCO FINANCIAL GROUP, INC.·CRD# 30393
BD
Westlake Village, CA
January 14, 1993 - November 9, 1995

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Current Firm

C&
CRATTY & SWANSON ADVISORS L.L.C.

CRATTY & SWANSON ADVISORS L.L.C.

CRD#: 283587
California
Registered Investment Advisory firm - California (5/25/2016 Approved)
New Mexico
Registered Investment Advisory firm - New Mexico (4/12/2022 Approved)

Contact Information

Main Address

2540 N. Telshor Blvd. Suite B, Las Cruces, NM 88011

Phone Number

(575) 222-0389

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name:Cratty & Swanson Insurance Services LLC Investment related: yes Address: La Cruces, NM Nature: Insurance Position: President/Insurance Agent Start date: 06/2010 Hours/month: 120 Hours during security trading: 80 Duties: Insurance sales

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(5/25/2016)
IAR
New Mexico
(4/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1999About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Nov 1992About the Series 22 exam

Series 24 — General Securities Principal Examination

Passed Jun 1999About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Bryant Cratty's CRS (Customer Relationship Summary).

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