Beatrice L. Stonebanks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beatrice Lynn Stonebanks, who also goes by Beatrice Lynn Stone, Beatrice Stonebanks, was a registered financial professional .
Beatrice is a previously registered financial professional and started their career in finance in 1990. Beatrice had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 1994 - June 28, 1995
NEWPORT COAST SECURITIES, INC.
August 9, 1994 - August 19, 1994
TDI, INCORPORATED
May 16, 1990 - August 30, 1994
THE TRADING DESK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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