John G. Conlon

QUATTRO M SECURITIES

New York, NY 10017

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CRD#: 1803749

Professional summary

John Gerard Conlon is a registered financial professional currently at QUATTRO M SECURITIES INC. located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 8 firms and has passed the Series 63, Series 57TO, Series 19, SIE, Series 25, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Gerard Conlon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2014 - Present

QUATTRO M SECURITIES INC.

Office #1: 501 Fifth Avenue 15th Floor, New York, NY 10017

CRD#: 39289

New York, NY

Past

October 2, 2013 - July 24, 2014

AEGIS CAPITAL CORP.

CRD#: 15007

HOLMDEL, NJ

Past

May 27, 2011 - October 7, 2013

BUCKMAN, BUCKMAN & REID, INC.

CRD#: 23407

SHREWSBURY, NJ

Past

October 26, 2005 - May 27, 2011

SETON SECURITIES GROUP, INC.

CRD#: 18044

UNION BEACH, NJ

Past

September 21, 2004 - October 28, 2005

ACCESS SECURITIES, LLC

CRD#: 22455

NEW CANAAN, CT

Past

November 1, 2002 - October 13, 2004

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

Past

May 15, 2000 - October 17, 2002

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

August 24, 1998 - May 11, 2000

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/3/2014)

Connecticut
(2/22/2016)

Illinois
(5/23/2017)

New Jersey
(11/3/2014)

New York
(11/3/2014)

Texas
(5/23/2017)

Exams

State Security Law Exam

Series 63

Date: 3/14/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 19

Date: 9/22/2020

NYSE Floor Clerk - Equities Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 25

Date: 1/21/2016

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 55

Date: 4/3/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/20/1998

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

New York Stock Exchange

Current Firm

QUATTRO M SECURITIES INC.

CRD#: 39289 / SEC#: , 8-48629

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

501 Fifth Avenue 15th Floor, New York, NY 10017

Mailing Address

735 Ridgefield Road, Wilton, CT 06897

Phone number

(212) 402-1441

Established

New York since 12/07/1994

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MAURO, EUGENE LOUIS	EXECUTIVE COMMITTEE CHAIRMAN
LANGE, KATHLEEN ASH	CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER	4474328
LEONARD, JUSTIN KERN	CHIEF COMPLIANCE OFFICER, CEO	4407585

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John G. Conlon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Gerard Conlon's CRS (Customer Relationship Summary).

Certified licenses

Experience

AEGIS CAPITAL CORP.

BUCKMAN, BUCKMAN & REID, INC.

SETON SECURITIES GROUP, INC.

ACCESS SECURITIES, LLC

MAXIM GROUP LLC

HAPOALIM SECURITIES USA, INC.

GRUNTAL & CO., L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/14/2003

Series 57TO

Date: 1/2/2023

Series 19

Date: 9/22/2020

SIE

Date: 10/1/2018

Series 25

Date: 1/21/2016

Series 55

Date: 4/3/2000

Series 7

Date: 8/20/1998

FINRA

NYSE American LLC

New York Stock Exchange

Current Firm

QUATTRO M SECURITIES INC.

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

QUATTRO M SECURITIES INC.

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