Patrick A. Keenan

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CRD#: 1803525

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patrick Anthony Keenan was a registered financial professional .

Patrick is a previously registered financial professional and started their career in finance in 1988. Patrick had worked at 3 firms and has passed the Series 63, Series 7, Series 3, Series 27, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 10, 2014 - August 17, 2021

LAGODA INVESTMENT MANAGEMENT, L.P.

RIA

CRD#: 170961

NEW YORK CITY, NY

Past

January 28, 2005 - January 6, 2011

FEF DISTRIBUTORS, LLC

CRD#: 46585

NEW YORK, NY

Past

May 20, 1988 - October 21, 1993

SEVENTH MANAGEMENT, INC.

CRD#: 21863

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAGODA INVESTMENT MANAGEMENT, L.P.

CRD#: 170961 / SEC#: 801-79596

RIA

Registered Investment Advisory firm - (4/17/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/28/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/27/2005

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/5/1988

National Commodity Futures Examination

Principal/Supervisory Exam

Series 27

Date: 7/8/2005

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 30

Date: 7/31/1996

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 12/20/1988

General Securities Principal Examination

Current Firm

LAGODA INVESTMENT MANAGEMENT, L.P.

CRD#: 170961 / SEC#: 801-79596

RIA

Registered Investment Advisory firm - (4/17/2014 Approved)

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Contact information

Main Address

3 Columbus Circle Floor 15, New York, NY 10019

Mailing Address

Phone number

(212) 309-7660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LAGODA INVESTMENT MANAGEMENT LP - FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 304,101,524

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick A. Keenan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FEF DISTRIBUTORS, LLC

SEVENTH MANAGEMENT, INC.

Primary Firm SEC Registration

LAGODA INVESTMENT MANAGEMENT, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/28/1991

Series 7

Date: 1/27/2005

Series 3

Date: 8/5/1988

Series 27

Date: 7/8/2005

Series 30

Date: 7/31/1996

Series 24

Date: 12/20/1988

Current Firm

LAGODA INVESTMENT MANAGEMENT, L.P.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAGODA INVESTMENT MANAGEMENT, L.P.

TRUST BUT VERIFY

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