Bruce A. Silver
Professional summary
Bruce Adam Silver, who also goes by Adam Silver, is a registered financial advisor currently at LADENBURG THALMANN ASSET MANAGEMENT INC located in New York, New York and LADENBURG THALMANN & CO. INC. located in New York, New York.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Bruce has worked at 18 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Adam Silver's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2009 - Present
LADENBURG THALMANN ASSET MANAGEMENT INC
Office #1: 640 Fifth Avenue 4th Fl., New York, NY 10019December 18, 2009 - Present
LADENBURG THALMANN & CO. INC.
Office #1: 640 5th Avenue 4th Floor, New York, NY 10019September 1, 2006 - December 23, 2009
DOMINICK & DICKERMAN LLC
September 1, 2006 - December 23, 2009
DOMINICK & DICKERMAN LLC
March 21, 2006 - September 18, 2006
SANDS BROTHERS ASSET MANAGEMENT LLC
August 23, 2004 - September 5, 2006
LAIDLAW & COMPANY (UK) LTD.
November 9, 2001 - August 23, 2004
SANDS BROTHERS & CO., LTD.
March 26, 2001 - November 26, 2001
BLUESTONE CAPITAL CORP.
September 10, 1996 - March 29, 2001
TRADE.COM ONLINE SECURITIES, INC.
March 23, 1995 - September 11, 1996
PRIME CHARTER LTD.
January 1, 1995 - March 22, 1995
OPPENHEIMER & CO. INC.
June 9, 1993 - January 1, 1995
REICH & CO., INC.
November 18, 1991 - June 11, 1993
CIBC WORLD MARKETS CORP.
July 19, 1991 - November 15, 1991
COMMONWEALTH ASSOCIATES
August 22, 1990 - June 27, 1991
J.P. MORGAN SECURITIES LLC
August 7, 1989 - August 16, 1990
CITIGROUP GLOBAL MARKETS INC.
January 23, 1989 - July 26, 1989
UBS FINANCIAL SERVICES INC.
November 5, 1988 - January 2, 1989
LEHMAN BROTHERS INC.
August 3, 1988 - October 26, 1988
J. B. HANAUER & CO.
Primary Firm SEC Registration
LADENBURG THALMANN ASSET MANAGEMENT INC
CRD#: 108604 / SEC#: 801-54909
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2019)
(12/21/2020)
(1/4/2010)
(12/21/2020)
(1/4/2010)
(4/28/2020)
(1/4/2010)
(1/4/2010)
(3/23/2016)
(1/4/2010)
(4/20/2020)
(1/4/2021)
(1/4/2010)
(1/4/2021)
(1/4/2010)
(5/6/2021)
(2/4/2025)
(1/4/2010)
(1/4/2010)
(6/24/2021)
(7/12/2019)
(6/14/2021)
(11/5/2020)
(1/4/2010)
(2/4/2025)
(2/4/2025)
(12/21/2020)
(12/18/2009)
(1/4/2010)
(12/18/2009)
(4/1/2021)
(12/21/2020)
(1/4/2010)
(1/4/2010)
(1/4/2010)
(1/4/2010)
(5/1/2020)
(6/10/2021)
(4/15/2021)
(1/4/2010)
(1/4/2021)
(10/12/2017)
(12/21/2020)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
LADENBURG THALMANN ASSET MANAGEMENT INC
CRD#: 108604 / SEC#: 801-54909
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 3,334 |
| AUM (Assets Under Management) | $ 5,611,078,759 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
