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MR

Mark William Rudnitzky

CRD# 1802029·Registered 1990 - 2014
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark William Rudnitzky, who also goes by Mark Rudnitzky, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1990 - 2014. Mark had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Rudnitzky

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

CRT CAPITAL GROUP LLC·CRD# 28830
BD
Los Angeles, CA
July 2, 2009 - February 14, 2014
COUNTRYWIDE SECURITIES CORPORATION·CRD# 10598
BD
Calabasas, CA
September 11, 2006 - September 9, 2008
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
May 30, 1995 - February 17, 1998
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 27, 1994 - May 19, 1995
LEHMAN SPECIAL SECURITIES INC.·CRD# 7242
BD
January 14, 1993 - July 30, 1993
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
January 14, 1993 - July 30, 1993
LEHMAN GOVERNMENT SECURITIES INC.·CRD# 19655
BD
March 6, 1990 - July 30, 1993

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Current Firm

CC
CRT CAPITAL GROUP LLC

CREDIT RESEARCH AND TRADING CORP. | STERNE AGEE CRT | CRT CAPITAL GROUP LLC | CREDIT RESEARCH AND TRADING LLC

CRD#: 28830 / SEC#: 8-43940
BD
Terminated by SEC on 11/29/2016

Contact Information

Established

Delaware since 12/31/1993

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CRT GREENWICH LLCPARENT COMPANY—
KALISH, GEOFFREY ORINBOARD CHAIRMAN OF PARENT COMPANY AND CCO—
NIELSEN, JOHN DAVIDGENERAL COUNSEL5889411
TUITE, ROBERT KEVINCHIEF FINANCIAL OFFICER AND FINOP2862493

Disclosures

Regulatory Event

13

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2006About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 2006About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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