Deborah A. Kessinger

U. S. BOSTON CAPITAL

Lincoln, MA 01773

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CRD#: 1801530

Professional summary

Deborah Anne Kessinger, who also goes by Deborah Anne Passarelli, is a registered financial professional currently at U. S. BOSTON CAPITAL CORPORATION located in Lincoln, Massachusetts.

Deborah is registered as a RR (Registered Representative) and started their career in finance in 1988. Deborah has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, Series 6TO, SIE, Series 82, Series 7, Series 14, Series 53, Series 27, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Deborah Anne Passarelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Deborah Anne Kessinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2004 - Present

U. S. BOSTON CAPITAL CORPORATION

Office #1: 55 Old Bedford Rd, Lincoln, MA 01773Office #2: Lincoln North, Lincoln, MA 01773

RIA

CRD#: 5251

Lincoln, MA

Past

March 14, 2002 - September 3, 2004

WFS, LLC

CRD#: 116778

BOSTON, MA

Past

June 28, 2000 - March 19, 2002

H.C.WAINWRIGHT & CO., LLC

CRD#: 375

NEW YORK, NY

Past

July 5, 1995 - July 5, 2000

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

December 21, 1992 - March 17, 1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

December 21, 1992 - March 17, 1995

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

April 20, 1988 - December 31, 1988

THE INVESTMENT CENTER, INC.

CRD#: 17839

BEDMINSTER, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

U. S. BOSTON CAPITAL CORPORATION

CRD#: 5251 / SEC#: 801-130044, 8-15885

RIA

Registered Investment Advisory firm - SEC (4/26/2024 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(9/26/2005)

Massachusetts
(9/21/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/2/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 82

Date: 8/3/2012

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 7

Date: 4/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 2/28/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 3/15/2002

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/21/1994

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 3/9/1993

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

U. S. BOSTON CAPITAL CORPORATION

CRD#: 5251 / SEC#: 801-130044, 8-15885

RIA

Registered Investment Advisory firm - SEC (4/26/2024 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

Lincoln North Suite 202, Lincoln, MA 01773

Mailing Address

55 Old Bedford Road Suite 202, Lincoln, MA 01773

Phone number

(781) 259-1144

Established

Massachusetts since 04/23/1970

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

SEC notice filing (4 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Part 2 Brochures

U.S. BOSTON CAPITAL CORPORATION ADV BROCHURE SEPTEMBER 2025 (12/3/2025)

Direct owners and executive officers

Name	Position	CRD#
U.S. BOSTON CORPORATION	SHAREHOLDER
HUNT, DIANE	TREASURER	1314708
HUNT, DIANE	PRINCIPAL OPERATIONS OFFICER	1314708
KESSINGER, DEBORAH ANNE	PRESIDENT, CHIEF COMPLIANCE OFFICER, BROKER DEALER	1801530
MONISOV, ALINA	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY	6235159
OKUROWSKI, LEON	VICE PRESIDENT, DIRECTOR AND CLERK	351799
UMPHREY, WILLARD LEE	DIRECTOR	451556

Regulatory assets under management

Total Number of Accounts	271
AUM (Assets Under Management)	$ 359,787,261

Disclosures

Regulatory Event	2
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/17/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Deborah A. Kessinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Deborah Anne Kessinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

WFS, LLC

H.C.WAINWRIGHT & CO., LLC

AMUNDI DISTRIBUTOR US, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

THE INVESTMENT CENTER, INC.

Primary Firm SEC Registration

U. S. BOSTON CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2001

Series 63

Date: 5/2/1988

Series 52TO

Date: 9/25/2025

Series 99TO

Date: 1/2/2023

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 82

Date: 8/3/2012

Series 7

Date: 4/16/1988

Series 14

Date: 1/2/2023

Series 53

Date: 2/28/2003

Series 27

Date: 3/15/2002

Series 24

Date: 10/21/1994

Series 26

Date: 3/9/1993

FINRA

Current Firm

U. S. BOSTON CAPITAL CORPORATION

Contact information

SEC notice filing (4 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

U. S. BOSTON CAPITAL CORPORATION

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