Randy S. Tam
Professional summary
Randy Shuwoon Tam, who also goes by Randy S Tam, Shuwoon Tam, is a registered financial advisor currently at BEYOND WEALTH ADVISORY LLC located in South San Francisco, California.
Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Randy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Randy Shuwoon Tam's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
BEYOND WEALTH ADVISORY LLC
Office #1: 3540 Callan Blvd Ste 208, South San Francisco, CA 94080October 5, 2009 - July 5, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - July 5, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
January 18, 2005 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
January 18, 2005 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
November 17, 1998 - January 27, 2005
CHARLES SCHWAB & CO., INC.
December 15, 1997 - January 27, 2005
CHARLES SCHWAB & CO., INC.
January 1, 1997 - February 20, 1998
CHARLES SCHWAB & CO., INC.
February 25, 1988 - April 12, 1991
CAL FED INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/29/2023)
Exams
Current Firm
BEYOND WEALTH ADVISORY LLC
CRD#: 326675 / SEC#: 801-128239
Contact information
Regulatory assets under management
| Total Number of Accounts | 208 |
| AUM (Assets Under Management) | $ 73,178,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
