Jonathan P. Robinson
Professional summary
Jonathan P Robinson, who also goes by Jon Robinson, Jonathan Patrick Robinson, Jon Robinson, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Franklin, Wisconsin and TRANSAMERICA INVESTORS SECURITIES, LLC located in Equality, Alabama.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Jonathan has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan P Robinson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2019 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
January 9, 2019 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
October 31, 2016 - August 17, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 5, 2011 - September 21, 2016
LPL FINANCIAL LLC
July 5, 2011 - September 21, 2016
LPL FINANCIAL LLC
March 30, 2010 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
March 30, 2010 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
May 16, 2007 - March 3, 2010
CHASE INVESTMENT SERVICES CORP.
May 16, 2007 - March 3, 2010
CHASE INVESTMENT SERVICES CORP.
July 3, 2003 - November 7, 2003
CHOREO, LLC
March 20, 1991 - May 7, 2007
AMERIPRISE ADVISOR SERVICES, INC.
March 26, 1990 - October 19, 1990
DAIN RAUSCHER INCORPORATED
July 26, 1988 - April 17, 1990
AMERICAN BEACON PARTNERS, INC.
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2019)
(1/9/2019)
Exams
Series 8
Date: 10/4/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
