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RG

Richard J. Gingerelli

APW CAPITAL
TOTOWA, NJ 07512
Some features on this profile are disabled
CRD#: 1800380
RG

Professional summary

Richard Joseph Gingerelli, who also goes by Rich Gingerelli, is a registered financial professional currently at APW CAPITAL, INC. located in Totowa, New Jersey.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1994. Richard has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rich Gingerelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Joseph Gingerelli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 9, 2018 - Present

APW CAPITAL, INC.

Office #1: 999 Riverview Drive, Suite 201, Totowa, NJ 07512
BD
CRD#: 43814
TOTOWA, NJ
Past

April 7, 2015 - October 13, 2016

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
ISELIN, NJ
Past

October 11, 2010 - December 23, 2014

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

May 15, 2007 - June 16, 2010

PERSHING ADVISOR SOLUTIONS LLC

BD
CRD#: 36671
JERSEY CITY, NJ
Past

November 1, 2005 - May 9, 2007

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
ISELIN, NJ
Past

October 14, 2002 - May 9, 2007

NEW ENGLAND SECURITIES

BD
CRD#: 615
ISELIN, NJ
Past

October 11, 2002 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

October 11, 2002 - May 9, 2007

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
ISELIN, NJ
Past

January 16, 2002 - May 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
ISELIN, NJ
Past

January 16, 2002 - May 9, 2007

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
ISELIN, NJ
Past

September 19, 1997 - May 15, 2001

HARRISDIRECT LLC

BD
CRD#: 42159
JERSEY CITY, NJ
Past

June 20, 1994 - September 17, 1997

FLEET BROKERAGE SECURITIES, INC.

BD
CRD#: 7313
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(10/9/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 7/6/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/13/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/10/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/15/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
APW CAPITAL, INC.
APW CAPITAL, INC. | COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.

CRD#: 43814 / SEC#: , 8-50433

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Mailing Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Phone number
(973) 394-0404
Established
New Jersey since 07/03/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SMITH, TIMOTHY LIAMPRESIDENT & FINOP1407004
JENNINGS, CHRISTINASHAREHOLDER4360546
COUTANT, TONYA MARIECHIEF COMPLIANCE OFFICER4585494
JENNINGS, SEANSHAREHOLDER

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APW CAPITAL, INC.

CRD#: 43814Totowa, NJ 07512

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