Richard J. Gingerelli
Professional summary
Richard Joseph Gingerelli, who also goes by Rich Gingerelli, is a registered financial professional currently at APW CAPITAL, INC. located in Rockaway, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1994. Richard has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Joseph Gingerelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2018 - Present
APW CAPITAL, INC.
Office #1: 100 Enterprise Drive, Suite 504, Rockaway, NJ 07866April 7, 2015 - October 13, 2016
PRUCO SECURITIES, LLC.
October 11, 2010 - December 23, 2014
MSI FINANCIAL SERVICES, INC.
May 15, 2007 - June 16, 2010
PERSHING ADVISOR SOLUTIONS LLC
November 1, 2005 - May 9, 2007
TOWER SQUARE SECURITIES, INC.
October 14, 2002 - May 9, 2007
NEW ENGLAND SECURITIES
October 11, 2002 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
October 11, 2002 - May 9, 2007
WALNUT STREET SECURITIES, INC.
January 16, 2002 - May 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 16, 2002 - May 9, 2007
MSI FINANCIAL SERVICES, INC.
September 19, 1997 - May 15, 2001
HARRISDIRECT LLC
June 20, 1994 - September 17, 1997
FLEET BROKERAGE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2018)
Exams
FINRA
Current Firm
APW CAPITAL, INC.
CRD#: 43814 / SEC#: , 8-50433
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
