Robert F. Hines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Franklin Hines, who also goes by Bob Hines, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 8 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2014 - July 19, 2021
T. ROWE PRICE ADVISORY SERVICES, INC.
February 7, 2014 - July 19, 2021
T. ROWE PRICE INVESTMENT SERVICES, INC.
March 30, 2009 - January 31, 2014
NYLIFE SECURITIES LLC
November 24, 2003 - March 13, 2009
AMERICAN PORTFOLIOS ADVISORS, INC
September 15, 2003 - February 20, 2009
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
May 19, 1992 - September 26, 2003
SUNAMERICA SECURITIES, INC.
December 10, 1990 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
March 23, 1988 - November 9, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
