Joseph P. Blauvelt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Patrick Blauvelt, who also goes by Joseph Parick Blauvelt, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1988. Joseph had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2012 - September 30, 2013
PIERPONT CAPITAL ADVISORS LLC
December 17, 2009 - January 4, 2016
SANTANDER US CAPITAL MARKETS LLC
November 6, 2008 - April 24, 2009
M BARC INVESTMENT GROUP, INC.
September 12, 2006 - December 4, 2007
BANC OF AMERICA SECURITIES LLC
January 25, 2001 - September 8, 2006
J.P. MORGAN SECURITIES INC.
May 25, 1988 - May 1, 2001
JPMSI
State Registrations and Notice Filings
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Exams
Current Firm
PIERPONT CAPITAL ADVISORS LLC
CRD#: 108424 / SEC#: , 8-53078
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIERPONT CAPITAL ADVISORS INC | 100% 0WNER | |
| BLAUVELT, JOSEPH PATRICK | MEMBER BOARD OF MANAGERS; FINOP | 1799557 |
| CONNOR, THOMAS CHARLES | MEMBER BOARD OF MANAGERS | 1047477 |
| FENSKE, BRUCE EDWARD | C0-CHIEF COMPLIANCE OFFICER | 1469564 |
| HEBERT, VALERIE ODETTE | CO-CHIEF COMPLIANCE OFFICER | 4007252 |
| MILLET, TIMOTHY KELLEY | CEO | 2025087 |
| WERNER, MARK BLACK | CHAIRMAN MEMBER BOARD OF MANAGERS | 730268 |
Red Flags
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