Bruce Edward Fenske
Professional Summary
Bruce Edward Fenske, who also goes by Bruce E Fenske, was a registered financial advisor. Bruce was a previously registered financial professional and started their career in finance 1988 - 2015. Bruce had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 55, Series 7, Series 53, Series 4, Series 14, Series 9, Series 24, Series 10 and Series 14A exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bruce E Fenske
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
ADAMS HARKNESS, INC. | CANACCORD GENUITY LLC. | CANACCORD GENUITY LLC | CANACCORD GENUITY INC. | CANACCORD ADAMS INC. | ADAMS, HARKNESS & HILL, INC.
Contact Information
Main Address
One Pennsylvania Plaza Suite 2900, New York, NY 10119Mailing Address
1 Post Office Square, Boston, MA 02109Phone Number
(212) 389-8000Established
Delaware since 02/26/2004Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | — |
| DAVIAU, DANIEL JOSEPH | CHIEF EXECUTIVE OFFICER, PRESIDENT | 6096472 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| ROMAINE, JUDITH | CHIEF COMPLIANCE OFFICER | 6115619 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL | — |
Disclosures
Regulatory Event
48Bond
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Mar 2005About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 2001Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2000About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2000About the Series 10 examSeries 14A — Compliance Official Specialist Exam
Passed Sep 1997Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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