Kevin M. Filosa

KESTRA ADVISORY SERVICES

Port Jefferson, NY 11777

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CRD#: 1798768

Professional summary

Kevin Michael Filosa is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Port Jefferson, New York and KESTRA INVESTMENT SERVICES, LLC located in Port Jefferson, New York.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Kevin has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: BORO SAWMILL AND TIMBER COMPANY POSITION: Outside Sales NATURE: Sale of timber INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2015 ADDRESS: 139 Ryerson Ave, Wayne NJ 07470 DESCRIPTION: I currently work with 1 lumber company in Brooklyn. They will only deal with me, so the company asked if I would take any orders for material from the lumber company. They place 3 - 5 orders a year. Name: COASTLINE WEALTH MANAGEMENT POSITION: Associate Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 200 SECURITIES TRADING HOURS: 140 START DATE: 07/26/2024 ADDRESS: 1303 Main Street, Port Jefferson NY 11777 DESCRIPTION: Advise clients on all aspects of financial services and provide best solutions for their needs and risk tolerance. Name: KESTRA ADVISORY SERVICES LLC POSITION: Associate Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 200 SECURITIES TRADING HOURS: 140 START DATE: 07/26/2024 ADDRESS: 1303 Main Street, Port Jefferson NY 11777 DESCRIPTION: Advise clients on all aspects of financial services and provide best solutions for their situation and risk tolerance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Filosa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2024 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 1303 Main Street, Port Jefferson, NY 11777

RIA

CRD#: 23988

BAYSIDE, NY

Past

March 18, 1996 - January 2, 1998

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

October 5, 1995 - February 23, 1996

CRD#: 11064

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/5/2024)

Massachusetts
(6/11/2025)

New Jersey
(9/30/2024)

New York
(8/5/2024)

IAR

New York
(8/5/2024)

North Carolina
(9/4/2024)

South Carolina
(2/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/24/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/9/1990

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin M. Filosa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Filosa's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

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CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

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M&T SECURITIES, INC.

CHEMICAL INVESTMENT SERVICES CORP.

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A.J. MICHAELS & CO., LTD.

WAKEFIELD FINANCIAL CORPORATION

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2004

Series 63

Date: 5/24/1988

SIE

Date: 10/1/2018

Series 7

Date: 4/16/1988

Series 24

Date: 10/9/1990

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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