John G. Arensdorf
Professional summary
John Gerard Arensdorf, CFP® is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in El Segundo, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. John has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Gerard Arensdorf's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Gerard Arensdorf's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1999
Experience
May 12, 2023 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 2041 Rosecrans Ave Suite 355 [satellite], El Segundo, CA 90245May 12, 2023 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 2041 Rosecrans Ave Suite 355 [satellite], El Segundo, CA 90245January 3, 2011 - May 12, 2023
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - May 12, 2023
WELLS FARGO CLEARING SERVICES, LLC
April 13, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
April 13, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
December 22, 1997 - April 18, 2007
U.S. BANCORP ADVISORS, LLC
May 23, 1996 - April 18, 2007
U.S. BANCORP ADVISORS, LLC
October 2, 1995 - May 23, 1996
FIRST INTERSTATE INVESTMENTS,INC.
August 12, 1994 - October 9, 1995
WELLS FARGO SECURITIES, LLC
October 14, 1991 - August 2, 1994
PRUDENTIAL EQUITY GROUP, LLC
September 7, 1988 - October 18, 1991
NYLIFE SECURITIES LLC
April 20, 1988 - September 20, 1988
WASHINGTON NATIONAL EQUITY COMPANY
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
