James W. King

COPPELL ADVISORY SOLUTIONS LLC

Solana Beach, CA

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CRD#: 1798229

Professional summary

James Wallace King is a registered financial advisor currently at COPPELL ADVISORY SOLUTIONS LLC located in Solana Beach, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. James has worked at 12 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. KING IS A LICENSED FOR FIXED INSURANCE AND LONG TERM CARE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Wallace King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2014 - Present

COPPELL ADVISORY SOLUTIONS LLC

RIA

CRD#: 156549

Solana Beach, CA

Past

February 21, 2014 - December 31, 2014

J. WALLACE KING LLC

RIA

CRD#: 169729

SAN DIEGO, CA

Past

April 26, 2004 - August 14, 2013

KEN STERN & ASSOCIATES INC

RIA

CRD#: 110092

SAN DIEGO, CA

Past

January 2, 2002 - August 9, 2013

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

July 23, 1999 - December 31, 2001

ASSET PLANNING SOLUTIONS, INC.

CRD#: 46091

SAN DIEGO, CA

Past

July 7, 1998 - October 6, 1999

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

February 24, 1997 - July 6, 1998

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

September 29, 1994 - June 20, 1995

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

April 13, 1993 - July 27, 1994

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

April 13, 1993 - July 27, 1994

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

February 26, 1991 - March 30, 1993

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

March 30, 1989 - October 28, 1989

L.F. THOMPSON & COMPANY

CRD#: 21820

Past

March 21, 1989 - April 6, 1989

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/1/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/9/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/10/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/18/1989

General Securities Representative Examination

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

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Contact information

Main Address

9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019

Mailing Address

Phone number

(817) 888-8020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FUSION FORM ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	9,334
AUM (Assets Under Management)	$ 1,077,958,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James W. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Wallace King's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. WALLACE KING LLC

KEN STERN & ASSOCIATES INC

FIRST ALLIED SECURITIES, INC.

ASSET PLANNING SOLUTIONS, INC.

FIRST ALLIED SECURITIES, INC.

SECURITIES AMERICA, INC.

IFMG SECURITIES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

TITAN/VALUE EQUITIES GROUP, INC.

L.F. THOMPSON & COMPANY

INTERFIRST CAPITAL CORPORATION

Primary Firm SEC Registration

COPPELL ADVISORY SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/9/2001

Series 63

Date: 4/10/1989

Series 7

Date: 3/18/1989

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COPPELL ADVISORY SOLUTIONS LLC

TRUST BUT VERIFY

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