John E. Nacincik
Professional summary
John Edward Nacincik II, who also goes by John Nacincik, John Edward Nacincik, is a registered financial professional currently at STONEX FINANCIAL INC. located in Winter Park, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Edward Nacincik II's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2019 - Present
STONEX FINANCIAL INC.
Office #1: 329 Park Avenue North Suite 350, Winter Park, FL 32789April 2, 2019 - May 31, 2019
CURVATURE SECURITIES LLC
August 5, 2013 - July 26, 2017
COWEN EXECUTION SERVICES LLC
September 13, 2012 - August 7, 2013
VIRTU AMERICAS LLC
April 2, 2009 - August 31, 2012
FIS BROKERAGE & SECURITIES SERVICES LLC
January 7, 2003 - August 13, 2008
UBS SECURITIES LLC
January 22, 1998 - August 13, 2008
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2020)
(6/1/2020)
(11/18/2024)
(11/18/2024)
(11/18/2024)
(11/18/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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